How to report suspicious activity, the role of the MLRO, and the criminal consequences of tipping off or failing to report. Complete all three modules to unlock Lesson 6.
Work through each module in order. Complete the interactive assessment in each to unlock the next.
What a SAR is, the legal basis for reporting, DAML consent requests, quality requirements, and the NCA portal.
The MLRO role, internal escalation pathways, FCA requirements, record keeping, and SM&CR accountability.
The s.333A offence, what constitutes tipping off, safe harbour protection, the consent regime, and mixed assets.
Supplementary materials for this lesson.